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Mains Practice Questions

  • Q. Social audit mechanisms have emerged as important tools for ensuring accountability in governance. Evaluate their effectiveness with special reference to MGNREGA. (250 words)

    14 Jan, 2025 GS Paper 2 Polity & Governance

    Approach

    • Introduce the answer by defining Social Audit
    • Give Arguments to Social Audit Mechanisms As a Tool for Ensuring Accountability in Governance:
    • Highlight the Effectiveness of Social Audits in MGNREGA
    • Suggest a Way Forward
    • Conclude suitably.

    Introduction

    Social audits are participatory processes where citizens critically assess the implementation of government schemes to ensure accountability and transparency. Mandated under Section 17 of the MGNREGA Act, since 2005, it aims to empower rural communities by exposing discrepancies and improving service delivery.

    Body

    Social Audit Mechanisms As a Tool for Ensuring Accountability in Governance:

    • Transparency in Public Expenditure: Social audits provide detailed scrutiny of government schemes, budgets, and their implementation.
      • By making financial records and implementation details accessible to the public, they expose irregularities, such as corruption, diversion of funds, or inefficiencies.
    • Empowerment of Citizens: Social audits involve community participation, where citizens directly assess the implementation of government programs.
      • This fosters a sense of ownership among the beneficiaries and allows them to voice grievances.
    • Reduction in Corruption: Public disclosure of audit findings deters corrupt practices among officials and contractors.
      • Peer pressure and community monitoring ensure adherence to ethical standards.

    Effectiveness of Social Audits in MGNREGA

    • Key Achievements:
      • Transparency and Anti-Corruption: Social audits have exposed irregularities such as fake muster rolls, ghost beneficiaries, wage misappropriation, and substandard assets.
        • For instance, in Andhra Pradesh, social audits have uncovered large-scale irregularities and facilitated recovery of funds.
      • Participatory Democracy: Social audits empower marginalized communities to challenge entrenched power structures.
        • They provide a public platform for collective scrutiny, as witnessed in Jansunwai (public hearings) initiated by civil society groups like the Mazdoor Kisan Shakti Sangathan (MKSS).
      • Improved Implementation: States like Kerala (100% audit coverage) and Telangana (40.5%) demonstrate that social audits improve transparency, enhance public trust, and ensure quality implementation.
      • Institutionalization of Accountability: With funds worth 0.5% of MGNREGA expenditure allocated for audits, Social Audit Units (SAUs) operate independently of implementing authorities, ensuring impartiality.
        • Regular audits also compel administrative authorities to remain vigilant.
    • Challenges in Implementation:
      • Low Coverage: As per recent MIS data, only 6 states have completed social audits in over 50% of Gram Panchayats; lagging states include Madhya Pradesh (1.73%), Rajasthan (34.74%), and others.
      • Lack of Awareness: Many rural communities remain unaware of their rights under MGNREGA, limiting their participation.
      • Political and Bureaucratic Resistance: Local elites and political leaders often perceive social audits as a threat to their influence, as seen in Rajasthan (2009) where audits faced opposition from panchayat officials.
      • Weak Follow-Up Mechanism: Findings of audits often fail to translate into corrective action due to administrative inertia and lack of accountability frameworks.
      • Resource Deficit: Many states underfund SAUs, leading to inadequate training, staffing, and infrastructure for conducting effective audits.
      • Harassment of Whistleblowers: Social auditors and whistleblowers face threats and harassment from vested interests.

    Way Forward

    • Strengthening Institutional Mechanisms: Establish dedicated Social Audit Units (SAUs) in all states, with adequate funding and personnel, as recommended by the Ministry of Rural Development.
    • Capacity Building and Training: Conduct regular training programs for social audit personnel, including auditors, officials, and grassroots workers.
      • Develop a standardized social audit methodology to ensure uniformity and quality.
    • Foster Civil Society-State Collaboration: Engage civil society organizations (CSOs) and grassroots movements in audit processes to enhance inclusivity and accountability.
      • Institutionalize jan sunwais and make them mandatory under all MGNREGA audits.
    • Technological Integration: Use digital tools for real-time tracking of work allocation, wage payments, and grievance redressal to complement social audits.
      • Leverage geo-tagging and mobile applications to verify worksites and ensure transparency.
    • Expanding the Scope of Social Audits: Extend social audits to monitor other welfare schemes like food security, health, and pensions to ensure holistic governance accountability.
    • Awareness and Community Mobilization: Conduct awareness campaigns to educate rural communities about their rights under MGNREGA and the role of social audits.
      • Encourage participation by women, SC/ST groups, and other marginalized communities.

    Conclusion

    Social audits under MGNREGA represent a citizen-driven approach to governance, ensuring accountability between policy and implementation. Despite challenges, strengthening participation, institutional mechanisms, and political will can maximize their impact. These audits promote transparency, foster trust, and support inclusive development, reinforcing democratic values in India.

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